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Back to Basics: A Series for Newer Members
Issue 9 -- June 1994


The Beaufort Legitimation | The Direct Descendants of John of Gaunt | Sources for the Reign of Richard III | Mediaeval Dictionary: Terms in Probate Law | Back to Index

The Beaufort Legitimation

The question of whether or not any of the Beaufort family were capable of inheriting the throne was academic until 1461 when Edward IV became king, since the main line of the Lancastrians unquestionably came before the Beauforts. From 1461 however, and certainly after the extinction of the senior descendents of John of Gaunt in 1471, the status of the Beauforts became of some importance. There was no doubt in Richard III's mind when he issued his proclamation against Tudor in 1483 that Henry Tudor was of illegitimate descent and incapable of becoming king, but was this so?

The legitimation of the Beauforts, the children of John of Gaunt by Katherine Swynford, was initiated by Richard II in 1397 when he issued Letters Patent, subsequently read out by the Chancellor in Parliament, thus making it in effect an Act of Parliament. They had in 1396 been legitimated by the Pope but this could only spiritually legitimate them, it could not (necessarily) allow them to inherit lands or titles. This the Act of Richard II did, declaring them unconditionally able to 'receive, hold, bear and exercise' 'any kind of honours, dignities, preeminences' whatsoever. It did not mention any right to inherit the throne, which it may well be Richard assumed would be excluded anyway given the Beaufort's origin.

It seems that Henry IV thought this because when John Beaufort, the eldest of the family, asked Henry in 1407 for an exemplification of the original Letters Patent they were issued in the same wording as before with the addition of the words 'excepta dignitate regali'. This addition followed an interpolation written into the original Patent after the Chancellor had read it out in Parliament, but there is no doubt as to Henry IV's intentions and that he did not regard his Beaufort cousins as in the line of succession. He had not gone beyond his own sons in 1406 when settling the crown on them all in succession after himself.

It thus seems that the Beauforts, and hence Henry Tudor, probably did in strict law have a right to inherit the throne. There remains a question though as to whether Richard II could give a right to the throne in the case of children born when both parents were married to other people and it seems probable that the general opinion in the fifteenth century would have been that the Beauforts were barred from the throne.

This question is discussed in many books, 'The Beaufort Legitimation' by M.H. Jackson-Lipkin, Coat of Arms, vol. 4, 1956-58, pp. 321-28 is the most detailed, and pp. 19-21, 23-24 of The King's Mother, Lady Margaret Beaufort, Countess of Richmond and Derby by Michael K. Jones and Malcolm G. Underwood (1992) is also useful.


Finding out about people in the fifteenth century: The Descendants of John of Gaunt

Let us look at the Beaufort family whose rise and fall parallels that of the House of Lancaster to whom they were so closely related.

John of Gaunt, Duke of Lancaster, had four children by his mistress (later to become his third wife) Katherine Swynford, who were given the surname Beaufort: John, created Earl of Somerset in 1397; Henry, who became a bishop in 1398 and Cardinal in 1427; Thomas, Duke of Exeter, who died without issue in 1426; and Joan, whose second marriage to Ralph Neville Earl of Westmorland produced nine children, including Cecily Neville, mother of Richard III. Cardinal Beaufort, sometime Chancellor of England and a leading councillor and money lender to the three Lancastrian kings, is the most prominent member of his generation of the family. His life is well covered in Cardinal Beaufort: a study of Lancastrian ascendancy and decline by G.L. Harriss (1988); unfortunately this book is not currently in the Library but we do have an article by K.B. McFarlane, 'At the Deathbed of Cardinal Beaufort' (from Studies in Medieval History presented to F.M. Powicke, edited by R.W. Hunt and others, 1948), describing his will and his behaviour on his deathbed and what they reveal about his financial dealings.

The next generation of the family are represented by the five children of John the first Earl: Henry, the eldest son died unmarried in 1418, the title passing to his next brother, John, who was present as a boy of 16 with his cousin Henry V's army in France and was taken prisoner in 1420 -- he remained in captivity for 18 years. He died in 1444, two years after his marriage to Margaret Beauchamp, which produced Margaret Beaufort. The title passed to the third brother, Edmund. As one of the king's chief commanders he was blamed for the loss of English lands in France. The paper by M.K. Jones, 'Somerset, York and the Wars of the Roses' (from English Historical Review, Vol. 104, No. 411, April 1989) discusses the enmity between the Dukes of York and Somerset which culminated in his death in the first battle of St. Albans in 1455. There were also two sisters: Joan, who married James I of Scotland and Margaret, who married Thomas Courtenay Earl of Devon.

The third generation are represented by Margaret Beaufort, who as the mother of Henry VII, turned out to be the most significant member of the family, and by the four children of Edmund, the fourth Earl. Henry succeeded his father as one of the leaders of the Lancastrian party and commanded the victorious Lancastrian army at the battle of Wakefield, where the Duke of York was slain. He was attainted when the Yorkists came to power in 1461, but pardoned in 1463: two articles examine Edward IV's policy of conciliation -- 'Edward IV and the Beaufort Family: conciliation in early Yorkist politics' by M.K. Jones (from The Ricardian, Vol. VI, No. 83, December 1983) and 'Edward IV, the Duke of Somerset and Lancastrian Loyalism in the North' by M.A. Hicks (from Northern History, Vol. 20, 1984). However the policy was not successful and he was captured at the battle of Hexham and executed in 1464. His brother Edmund commanded a wing of the Lancastrian army at Barnet and Tewkesbury and was beheaded after the latter battle, in which John, the third brother, was also killed. Their sister, Joan, married the Earl of Wiltshire.

The standard book on Margaret Beaufort is the excellent biography by Jones and Underwood mentioned above, but there are several others listed on page one of the book catalogue, including C.H. Cooper's Memoir of Margaret Countess of Richmond and Derby (1874, with extracts from relevant documents), and a number of articles listed on page two of the catalogue of papers in the Library. -- HCH


Sources for the Reign of Richard III

The study of the history of the late fifteenth century depends on a study of the sources. In the past the history of the period was written solely from chronicles, using this term to mean contemporary narrative sources. Nowadays history is written from a much wider range of documents, but the chronicles still form a basis for the study of the period. Much has been written about the sources for Richard's reign, a whole book indeed, Alison Hanham's Richard III and his early historians 1483-1535, (1935), but here we will only treat very briefly with the major English writers, omitting Continental authors as well as Thomas More, whose work on Richard requires a study in itself, which it receives in The History of King Richard III (1963) by R.S. Sylvester.

First of all, the London Chronicles. These seem to have developed from lists of City officials with historical notes added. There are many of them, frequently partly based on eye-witness accounts of events. Some were edited by C.L. Kingsford in Chronicles of London, (1905, reprint 1977); the best known is The Great Chronicle (edited by A.H. Thomas and I.D. Thornley, 1983). Most of the London Chronicles are anonymous, but The Great Chronicle is probably by Robert Fabyan, an Alderman of London, who also wrote The New Chronicles of England and France (edited by Henry Ellis, 1811), a chronicle written from a Londoner's point of view.

Next is the Chronicle of Crowland, edited by Nicholas Pronay and John Cox (1986). The relevant part is the 'Second Continuation' which covers the years 1459-1486. In origin the Chronicle was a local compilation, a complete forgery in fact, designed to substantiate the claims of the Abbey of Crowland to privileges and property. The second continuation is a different matter and is a description of events in the reigns of Edward IV and Richard III by an eye-witness of many of them. The identity of the author is much disputed. Nicholas Pronay believes it to be Dr. Henry Sharpe, Protonotary of Chancery, but John Russell, Bishop of Lincoln has been suggested, as have other candidates, (see for example Ricardian, vol 7, nos. 91, 96, 99, and vol. 8, no. 108).

It has been argued (Hanham, pp. 135-142, 148-151) that the Crowland Chronicle was used as a source for our next 'chronicle', the Anglica Historia of Polydore Vergil. Vergil was an Italian, resident in England for many years, Archdeacon of Wells, and commissioned by Henry VII to write the history of England. He was a good historian and for the period before 1400 shows an independence of thought and a critical assessment of his sources, but after 1400 the work is biased towards showing how all events were a prelude to the accession of the Tudors. Vergil is still useful however and undoubtedly used the evidence of eye-witnesses of some of the events. The events of 1422 to 1485 are found in Three Books of Polydore Vergil's English History, edited by Henry Ellis, [Camden Society], 1844) and later events in The Anglica Historia of Polydore Vergil A.D. 1485-1537, (edited Denys Hay, Camden Society, 1950). Passages omitted from the published manuscript are given in Polydore Vergil, Renaissance Historian and Man of Letters, by Denys Hay, (1952).

Finally we have John Rous, the author of, amongst other works, the Historia Regum Anglie. Rous was chaplain of the chapel of St. Mary Magdalen at Guy's Cliff near Warwick, founded by Richard Beauchamp, Earl of Warwick and Rous spent his life under the patronage of the Beauchamps and their successors. His Historia is a general history of England up to the accession of Henry VII. Except for a few details it has no value apart from showing contemporary opinion in the early years of the reign of Henry VII.

The sources for the history of the later fifteenth century are discussed in Antonia Grandsen, Historical Writing in England, ii, c.1307 to the Early Sixteenth Century, (1982) and C.L. Kingsford, English Historical Literature in the Fifteenth Century, (1913). These books make it clear that much of the writing in the fifteenth century was carefully done and based on sources, albeit within the limits of the sources available. All of the books mentioned (with the exception of Denys Hay's biography of Vergil) are available from the Society Library. -- PWH


Mediæval Dictionary: A Selective Glossary of Terms of Probate Law

  • Will: a will is a document of binding force, revocable (or 'ambulatory') until the testator's death, then irrevocable. It disposes (or 'devises') a person's real propery, (the realty), lands, houses, etc. See Real Property in the Mediæval Dictionary in Back to Basics VIII.
  • Testament: this is the document leaving personal property (the personalty), such as books, tools, animals, etc. Usually made at the same time as, or combined with, the will.
  • Capacity: to make a will or a testament boys had to be over 14; girls over 12. A person had to be of full mental capacity and to have the full intention of making a will. Women (unless with the permission of their husbands) had to be unmarried or widowed. A felon, an outlaw, or a traitor could not make a will; their property was forfeit to the crown.
  • Probate: the official proving of a will, receiving probate is evidence that a document has been received by a court as the last will and testament. Wills were proved in ecclesiastical courts.
  • Executor: a person appointed by the testator to testatrix to obtain probate and carry out the provisions of a will.
  • Administrator: if no executor is appointed by a will, an administrator was appointed by the court. -- MO'R
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